Key case steps
These are the key steps in a typical employment tribunal case for sex discrimination including links to more detailed information. This is only a broad summary. You may need more information on finding an adviser and paying for your case or on resources and other sources of help.
Please be aware going through this procedure that any communication including any orders you get from the tribunal or Respondent (your employer or former employer) should be dealt with as soon as possible. Otherwise it’s possible your employer might apply to the employment tribunal strike out your claim.
- Before you start your claim
- Going to the Employment Tribunal – first steps
- Considering your case
- Final hearing
- You must be aware of the time limit within which your claim must be made to an employment tribunal. For sex discrimination claims, this means that any claim must be made three months (less one day) after the date on which the act of discrimination you are complaining about happened. For example, if you were discriminated against on 1 January 2023, you must have sent your claim form to the tribunal by 31 March 2023. It is important that you check the time limit for your claim first, and make sure that, if you have raised a grievance with your employer or if you are negotiating with your employer, you do not miss the time limit deadline for making a claim to a tribunal if you intend to make a claim.
- In discrimination claims, it is sometimes possible to argue that an employer’s conduct creates a ‘continuing act’. This is where an act or acts of discrimination extend over a period, and the discrimination is treated as having occurred at the end of that period and there have been earlier incidents of discrimination. The ‘ticking clock’ on the three-month time limit then starts to run from the last, not the first, instance of discrimination. For example, the process of refusing a flexible working request in a way that constitutes sex discrimination, including considering and rejecting any new evidence in a discriminatory way at an appeal stage, could be a ‘continuing act’, and you could argue that the clock starts ticking from the conclusion of that whole process rather than from the initial refusal of the request.
- However, it is not always possible to argue that an employer’s conduct constitutes a ‘continuing act’ and you should not rely on this being automatic – it will depend entirely on the facts of your case and each case is different. The safest option is to think about when you were first discriminated against and count your three months from that date. Appeal or grievance processes, or settlement negotiations, do not automatically extend the time limit.
- Before making a claim if you are still employed you should raise a grievance with your employer using your employer’s grievance procedure. If your employer does not have a grievance procedure you should contact your employer to tell them of your complaint. It is important to take this step because if you fail to do so that can affect any compensation that you may be entitled to if you succeed with your claim. Alternatively, you might want to see whether you can negotiate with your employer, eg for compensation for loss of your job and for a payment for your hurt feelings.
- You can (but do not have to) submit questions to your employer to try and see if you have a claim. This could include asking whether you have been treated consistently with any policies your employer might have in place for equality, discipline, bullying and harassment. You should make clear that you want a response, ask your employer to acknowledge receipt and reply by a set date.
Going to the Employment Tribunal – first steps
- For many claims and all discrimination claims you will need to comply with a process known as Early Conciliation. Early conciliation requires you to contact Acas, the arbitration and conciliation service to let them know you intend to bring a claim in the Employment Tribunal and indicate whether you want to try and settle your proposed claim. Even if you do not want to settle your claim you must contact Acas if you intend to bring a claim. You can notify Acas via this form. At the end of that process, which lasts six weeks, if no settlement is reached (or you do not want to settle) Acas will issue you with a certificate. That certificate contains a unique reference number that needs to be included on your claim form.
- If you do not contact Acas as set out above, the Employment Tribunal will reject your claim form. This is regardless of the strength of your claim.
- Early conciliation will stop the time limits referred to above so in effect the clock is paused but only if you contact Acas before the expiry of the time limit (three months less one day). The effect of Early Conciliation is complicated and you should not delay in making your claim once the certificate referred to above has been issued by Acas. You may wish to take advice on time limits as soon as you believe that you have a claim. Please see the Acas website for more guidance on this.
- Send the tribunal a completed Claim form (ET1) (there is no fee). You can do this online at employmenttribunals.service.gov.uk, by post (if you send it to the central office) or in person. It’s important that this is in the correct form otherwise the claim will be rejected. You should also carefully check the instructions for how to send this to make sure it doesn’t get lost. Don’t forget to print your form (and the attachments) and keep a copy for yourself!
- Once you’ve sent your form you should check it has been safely received. Once the ET1 form is received, this starts the claim. The tribunal will send you a standard acknowledgement form (ET5) once your claim has been processed.
- A copy of the claim will be sent by the tribunal to the employer (known as the ‘Respondent’) who has 28 days to respond. If the Respondent does not reply in 28 days then the tribunal can decide what to do. They could ask you and the Respondent for further information or they could proceed to issue a judgment against the respondent.
- The case will be allocated a case number which must be quoted on all correspondence or telephone contact with the tribunal. The acceptance of the claim form does not mean that the tribunal has accepted that time limits have been met or that you will succeed with your claim.
- The employer’s Response form (ET3) will be sent to you. Each Employment Tribunal is different. In some cases the Employment Tribunal will send a timetable with the Response. It is important that you do everything that you are ordered to do. That timetable will set out all the things that need to be done to get the case to the full hearing. There is more detail below.
- In other cases the Employment Tribunal will tell you that there will be a hearing, known as a Preliminary Hearing, where the employment judge will meet with you and the Respondent to agree on the timetable. A hearing date will be sent to you.
- Acas will get in contact with you to offer off-the-record services with the aim of helping the parties reach an agreed settlement if they want to.
- If the Employment Tribunal has set the timetable and you think that there is more information that you need, write to the Respondent asking for what you think is missing from the ET3. You may get a similar request from the Respondent. If you do not respond to their request or they do not respond to your request the Employment Tribunal can order that a response is provided. So, if you do not receive a response write to the Employment Tribunal asking for an order. We have a sample letter here.
- A ‘Legal Officer’, who is not a judge, may be authorised to make decisions on applications for certain kinds of case management orders. For example, if you make an application to the Employment Tribunal asking for an order for more information about the Respondent’s defence, a Legal Officer, instead of a judge, may be authorised to make a decision on your application. You will have 14 days after the date you receive notice of a decision by a Legal Officer to apply in writing for the decision to be re-considered by a judge.
Considering your case
- Before or after stages 7-13, a Tribunal judge will consider both the Claim and the Response, and will then make orders or list the case for a Preliminary Hearing (PH). The case can sometimes be listed for a PH even before the deadline for the Respondent to respond to the Claim.
- A PH may deal with case preparation so a employment judge will use it to identify the relevant issues; deal with exchange of additional information and documents; fix hearing dates; arrange dates for exchange of witness statements; decide who is to prepare trial bundles. Whoever attends should take their diary with them for when the tribunal fixes a hearing date and if you are going to ask for witnesses to support your case, check what dates witnesses are not free before the PH. The parties should also be prepared to discuss any preliminary issues which they have been told will be decided at the PH.
- A PH can also be used to dismiss a case if the judge considers that the Claim is out of time or has no reasonable prospect of success.
- If the Respondent has not responded to the Claim, the judge can decide the case based on the documents before them even if there has already been a PH.
- A final hearing date is notified, if not already set at a PH or before. Cases can be listed for a final hearing even before the deadline for the Respondent to respond to the Claim, (as long as the final hearing date is at least 14 days after that deadline).
- You will need to try to agree with the Respondent the documents to go into a numbered trial bundle for the hearing. This should include any documents related to your loss, e.g. pay-slips and attempts to find work. The employment tribunal will expect the parties to agree one single bundle.
- Both sides write witness statements for each of their witnesses. The witness must understand that the statement is their evidence, and they need to check it is 100% accurate. At a date set by the employment tribunal before the hearing, you and the Respondent will exchange the statements. You will not have to read your statement at the hearing but you will be asked to confirm that it is your statement and whether the contents are true to the best of your knowledge and belief. You may then be asked questions by the Respondent’s representative.
- At some stage, you might be required to send the Respondent a Schedule of Loss and Remedy. This includes your financial losses (earnings and benefits), past and future.
- The final hearing is held in public. In discrimination cases there will be a judge and two lay members who hear the case. The judge is legally qualified, one of the lay members is likely to have an HR background and the other a trade union background. The aim is for the panel to understand issues from an employee and an employer perspective.
- The final hearing may only say if you have won or lost. Or it may at the same time deal with remedy, i.e. what compensation or other remedy the Claimant should be awarded if they win.
- Sometimes the tribunal announces the outcome at the end of the hearing. More often in discrimination cases, the decision is ‘reserved’, i.e. decided upon and sent to you later.
This advice applies in England, Wales and Scotland. If you live in another part of the UK, the law may differ. Please call our helpline for more details. If you are in Northern Ireland you can visit the Labour Relations Agency or call their helpline Workplace Information Service on 03300 555 300.
If you have further questions and would like to contact our advice team please use our advice contact form below or call us.
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The information on the law contained on this site is provided free of charge and does not, and is not intended to, amount to legal advice to any person on a specific case or matter. If you are not a solicitor, you are advised to obtain specific legal advice about your case or matter and not to rely solely on this information. Law and guidance is changing regularly in this area.
We cannot provide advice on employment rights in Northern Ireland as the law is different. You can visit the Labour Relations Agency or call their helpline Workplace Information Service on 03300 555 300.